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+--- Thread: CFA Level 1 (2019) Ethical and Professional Standards (/Thread-cfa-level-1-2019-ethical-and-professional-standards--38089)
CFA Level 1 (2019) Ethical and Professional Standards - aretr - 10-30-2019
![[Image: 4ec75a261640a6fa9074508b47103483.png]](https://i106.fastpic.ru/big/2019/1022/83/4ec75a261640a6fa9074508b47103483.png)
Genre: eLearning | MP4 | Video: h264, 1280x720 | Audio: aac, 44100 Hz
Language: English | VTT | Size: 1.41 GB | Duration: 2.5 hours
In this course, Prof.
What you'll learn
CFA Level 1 Ethical and Professional Standards
Requirements
Be enrolled in the CFA Program and registered for the CFA Level 1 exam
Description
This course includes:
Videos covering each Ethics reading (able)
Downloadable Powerpoint slides (in PDF format)
144 Ethics practice questions with detailed answers (PDF files)
James Forgan, PhD, CFA, summarizes each Ethics reading and standard of professional conduct so you can learn or review all of the important concepts from CFA Level 1 Ethical and Professional Standards. James Forjan has taught college-level business classes for over 25 years. Ethical and Professional Standards represents 15 percent of the total CFA L1 exam, so Prof. Forjan will make sure you understand well all of the intricacies related to this chapter.
This course also includes 144 practice questions in PDF format from AnalystPrep's mock exams. The answers file includes detailed explanations and the referring LOS. Learn from the #1 rated CFA & FRM preparation institution − AnalystPrep.
The readings covered in this course are:
Reading 1 - Ethics and Trust in the Investment Profession
Reading 2 - Code of Ethics and Standards of Professional Conduct
Reading 3 - Guidance for Standards I-VII
Standard I - Professionalism
(A) Knowledge of the law
(B) Independence and objectivity
© Misrepresentation
(D) Misconduct
Standard II - Integrity of Capital Markets
(A) Material non-public information
(B) Market manipulation
Standard III - Duties to Clients and Prospective Clients
(A) Loyalty and prudence
(B) Fair dealing
© Suitability
(D) Performance presentation
(E) Preservation of confidentiality
Standard IV - Duties to Employers
(A) Loyalty
(B) Additional compensation arrangements
© Responsibilities of supervisors
Standard V - Investment Analysis, Recommendations, and Action
(A) Diligence and Reasonable basis
(B) Communication with clients and prospective clients
© Records retention
Standard VI - Conflicts of Interest
(A) Disclosure of conflicts
(B) Priority of transactions
© Referral fees
Standard VII - Responsibilities as a CFA Institute Member or CFA Candidate
(A) Conduct as participants in CFA Institute programs
(B) Reference to CFA Institute, CFA designation, and CFA program
Reading 4 - Introduction to
the Global Investment Performance Standards (GIPS)
Reading 5 - The GIPS Standards
Who this course is for:
CFA Level 1 candidates
DOWNLOAD
Code:
http://nitroflare.com/view/D060AFAE2287EEC/chfjq.CFA.Level.1.2019.Ethical.and.Professional.Standards.part1.rar
http://nitroflare.com/view/85BD5C286077ADB/chfjq.CFA.Level.1.2019.Ethical.and.Professional.Standards.part2.rarCode:
https://rapidgator.net/file/312a9cc125dbd808611213abf477c89f/chfjq.CFA.Level.1.2019.Ethical.and.Professional.Standards.part1.rar
https://rapidgator.net/file/3cdaa8fee70b794e6e0231d92f876c39/chfjq.CFA.Level.1.2019.Ethical.and.Professional.Standards.part2.rar